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Ombudsman
in the EU and Turkey
Introduction to Ombudsman
by
Muzaffer ALACAOGULLARI
Ombudsman
is also new for the European Union (EU) as well as Turkey.
Although there is a negligible discussion on ombudsman
once in a while our Minister of Justice urged that a bill
be drawn up for the creation of an ombudsman's office
and that the final version of it be submitted to Parliament.
Legal base is not concerned in this study, but toward
the membership of the EU, Turkey should establish such
institutions as well as adopt acquis communataire, the
EU’s hundred of thousands page documentary legislation.
Ombudsman is a sign for democracy, human rights and respect
to individual freedom, consumer rights and better standards
of living, environment and social welfare on which EU
put more weight as called Copenhagen criteria set out
for accession of Central and Eastern Europe after the
collapse of communist regime. And after Economic and Monetary
Union is finalized within the single currency, Euro among
the EU, political union stage lies on realizing more democratization
in one Europe and taking more concrete for a European
identity and European citizenship, and finally reaching
a constitution valid throughout the Europe. These core
fields with more detailed subjects are being discussed
and formed in the Convention the result of that will be
integrated to the acquis in the Inter Governmental Conference.
History
of the Ombudsman
The
office of ombudsman was originated first in Sweden in
1809 and then used widely throughout Scandinavia. The
system is used to investigate complaints against state
institutions in an impartial and independent manner. Ombudsmen
submit annual reports to their parliaments. The system
is used in around 70 countries today.
But, the
European Ombudsman under the EU legal umbrella was recently
formed and become unavoidable institution for European
citizens. In establishing a citizenship of the Union,
the Maastricht Treaty also provided non-judicial mechanisms
for the protection of citizens a part of which is the
establishment of ombudsman from 1993. These means of recourse,
free of charge, are the rights to petition the European
Parliament (EP) and to address complaints to the European
Ombudsman.
Although
the EP and the Ombudsman are empowered with quite distinct
tasks, the citizens' perception of their specific competence
is not as yet firmly percepted as is shown by the number
of inadmissible petitions and complaints European citizens
forwarded. Consequently, there have been extensive efforts
to establish coordinating procedures between these two
bodies in order to ensure that a citizen's grievances
can actually be dealt with. Therefore, the Committee on
Petitions (at EP) and the Ombudsman now exchange, complaints
and petitions, where appropriate and with the citizens'
consent.
In Turkey,
there may happen this issue between Turkish Grand National
Assembly and the independent and fully authorized Ombudsman
until Turkish citizens are informed and convinced of the
Ombudsman’s efficiency.
In Maastricht Treaty, Article 8D stipulates that “every citizen
of the Union may apply to the Ombudsman”. The framework
for his action is laid down in Article 138e, which further
extends this right to all natural or legal persons residing
or having their registered office in a Member State. As
with the right of petition, the right to address the Ombudsman
is available to all legal residents whether or not they
are citizens of the Union.
The
task of the Ombudsman is to investigate cases of alleged
misadministration in the activities of the Community institutions
and bodies, with the exception of the Court of Justice
and the Court of First instance acting in their judicial
capacity. Acts of national authorities or of international
organizations are excluded from the Ombudsman's scope.
The Borders of Ombudsman
The
Ombudsman conducts enquiries, totally independently, either
on his own initiative or following a complaint. But, s(he)
cannot however order an administrative authority to change
a decision or grant correction, by awarding damages or
annulling past administrative decisions. This role in
the EU is only and solely reserved for the Court of First
Instance and the European Court of Justice acting in their
judicial capacity.
Detailed rules on the regulations and general conditions governing
the performance of the Ombudsman's duties were adopted
by the European Parliament on 9 March 1994 (1). These rules, known as the Statute of the Ombudsman, set
out the conditions, under which a complaint may be submitted,
the procedure to be followed in the inquiries and the
details of co-operation with the other institutions.
Ombudsman
is a part of European Citizenship
Part
II of the Maastricht Treaty contains specific provisions
relating to citizenship of the Union and lists seven different
rights. They may be grouped in the following four categories:
- A personal right
to free movement and residence subject to the limitations
and conditions laid down in the treaty and secondary
law;
- Electoral rights
in European Parliament as a European citizen and municipal
elections in the place of residence as a national citizen;
- Protection by
diplomatic and consular authorities of any Member State
in a third country where the citizen's own Member State
is not represented, regardless of close or far neighbor
country classification;
- Access to non-judicial means of
redress, through access to the Ombudsman and a right
to petition the European Parliament.
Submissions
of the EU's First Ombudsman
Mr.
Jacob Söderman, a former Finnish Ombudsman, was appointed
by the European Parliament as the Union's first Ombudsman
on 12 July 1995 (2). He took up his duties in Strasbourg
after having been sworn into office before the Court of
Justice on 27 September 1995. On 22 April 1996, the Ombudsman
issued his first annual report (3). It contains detailed information on
the rules governing the admissibility of complaints and
on the procedure followed in his inquiries. It also points
to the unexpected high percentage (nearly 80%) of inadmissible
complaints lodged.
Since
taking up office to the end of December 1996, the Ombudsman
has received 1.140 complaints. Of all the complaints received
the examination of admissibility has been completed in
921 cases. Only 34% of these complaints turned out to
be within the mandate of the Ombudsman. The Ombudsman
had requested the Commission to provide information on
166 cases. Information was forwarded in 113 alleged instances
of misadministration. Following this, 35 cases have been
filed by 31.12.1996. At present there are therefore 131
cases under examination. Most of these complaints deal
with transparency and access to information, fraud, environmental
issues, and contracts between the Commission and private
enterprises and recruitment procedures. Co-operation with
the Commission has so far proceeded smoothly as the Ombudsman
himself has indicated on several occasions. Within the
Commission, the main institutions subject to inquiries
are the European Commission (187 cases), the European
Parliament (19 cases) the Council of the European Union
(4 cases) and the Court of Auditors (5 cases). Out of
the 210 cases where inquiry has been started, 102 were
closed by the end of December 1996. No misadministration
was found in 82 cases (4).
In
1996, the Ombudsman initiated three investigations on
his own motion, all of which relate to information and
transparency. The first concerns the rules of access to
documents followed by Community institutions other than
the Commission and Council, where a code of conduct is
already in place. (5) The second focuses on information in the
recruitment procedure and the third one deals with the
information given to citizens who complain to the Commission
alleging a breach of Community law.
The
measures for the success of the Ombudsman depends not
only the figures related to the client (citizens) and
mostly stressed above, but also it should be kept in mind
that the function of the Ombudsman is to make the institutions
more open and democratically accountable, and his action
is inevitably an incentive for the institutions under
scrutiny to remedy inappropriate administrative practices.
A
Latest Case Its Decision Taken on 03.07.2002 by the European
Ombudsman (*)
Steps on the Decision
of the European Ombudsman on complaint file 302/2001/PB
against the European Commission:
Final
Letter to Complainant
Dear Mr.
M.,
Strasbourg, 3 July 2002
On 28 February 2001, you made a complaint to the European
Ombudsman on behalf of Vestsjællands Amt, concerning
alleged failure by the Commission to respond to requests
for access to documents.
On 14 March
2001, I forwarded the complaint to the President of the
European Commission. The Commission sent its opinion on
12 June 2001. I forwarded it to you with an invitation
to make observations, which you sent on 9 July 2001.
On 13 July
2001, my legal officer responsible for your case contacted
your staff in order to clarify if related actions taken
by you in Denmark at that time could assist the handling
of your complaint submitted to the European Ombudsman.
On 25 October 2001, your staff finally informed my legal
officer that you preferred not to await the results of
your actions in Denmark.
On 4 December
2001, I addressed a draft recommendation to the European Commission.
On 7 March 2002, the Commission submitted its detailed
opinion on my draft recommendation, which I forwarded to you.
On 23 April 2002, you submitted your response. On 14 May
2002, my legal officer responsible for your case contacted
you to obtain further information.
I
am writing now to let you know the results of the inquiries
that have been made.
The
Draft Recommendation
By decision
dated 4 December 2001, following an inquiry into the complaint,
the Ombudsman addressed the following draft recommendation to the Commission in accordance
with Article 3(6) of the Statute of the Ombudsman(1):
The
Commission should apply its rules on public access to
documents to respond to the complainant's request for
access to all Commission documents relating to the Commission's
control visits carried out on 8 and 9 November 1995 in
the complainant's county, and give the complainant access
to the files concerned unless one or more of the exceptions
in those rules applies.
Full details
of the inquiry are provided in the decision of 4 December
2001, a copy of which was also forwarded to the complainant.
The
Commission’s Detailed Opinion
The Ombudsman
informed the Commission that, according to Article 3(6)
of the Statute, it should send a detailed opinion before
31 March 2002 and that the detailed opinion could consist
of acceptance of the Ombudsman's draft recommendation and a description of how
it has been implemented.
On 7 March
2002, the Commission sent the Ombudsman its detailed opinion.
In its
opinion, the Commission stated that it was in agreement
with the European Ombudsman's draft recommendation.
One of
the exceptions to the rules on public access to documents
concerns audit reports. These are documents of a special
nature and the list of people to whom they can be divulged
is limited. After it carries out control visits, the Commission
sends such reports to the managing authority in the Member
State, in this case the Danish authority 'Arbejdsmarkedsstyrelsen'.
In a letter
dated 17 August 2001, the 'Arbejdsmarkedsstyrelsen' sought
the Commission's advice concerning the complainant's access
to certain documentation.
It is clear
from the Commission's reply of 10 October 2001 that it
advised the 'Arbejdsmarkedsstyrelsen' to give the complaint
access, inter alia, to the part of the Commission's control
report which concerns the projects in the complainant's
county edited in 1995.
The complainant
should by now have received the relevant documentation
directly from the Arbejdsmarkedsstyrelsen.
The Commission
enclosed the relevant letters to its opinion.
The Commission's
opinion was forwarded to the complainant for observations.
On 23 April 2002, the complainant informed the Ombudsman
that the Commission's opinion did not give rise to any
further comments from the complainant.
On 14 May
2002, the Ombudsman's staff phoned the complainant to
inquire about the outcome of the complainant's public
access requests. The complainant stated that it had received
the documents that it needed from the Danish authorities,
and that it had no wish to pursue the matter further.
Decision:
1) On 4
December 2001, the Ombudsman addressed the following draft recommendation to the Commission, in accordance
with Article 3(6) of the Statute:
The
Commission should apply its rules on public access to
documents to respond to the complainant's request for
access to all Commission documents relating to the Commission's
control visits carried out on 8 and 9 November 1995 in
the complainant's county, and give the complainant access
to the files concerned unless one or more of the exceptions
in those rules applies.
2) On 7
March 2002, the Commission informed the Ombudsman that
it agreed with the Ombudsman's opinion. However, the complainant
had also requested the documents in question from the
Danish authorities, who had asked the Commission for its
advice on the request. The Commission therefore dealt
with the matter through its advice to the Danish authorities.
According to the Commission, the complainant should have
received the documents requested from the Danish authorities.
3) The
Ombudsman's contacted the complainant, who confirmed that
it had received the documents that it needed, and that
it had no wish to pursue the matter further. The measures
taken appear to be satisfactory and the Ombudsman therefore
closes the case.
A) Copy
of this decision will also be sent to the European Commission.
Yours sincerely,
Jacob SÖDERMAN
ELECTRONIC
ADDRESSES OF THE OMBUDSMANS IN BOTH GENERAL AND EACH OF
EU COUNTRIES:
You may find more samples
to get an idea on the implementation of the Ombudsman
on the following web sites:
EUROPEAN
UNION:
http://www.euro-ombudsman.eu.int/
1)
GREECE: (English)
http://www.synigoros.gr/en_index.htm
2)
SPAIN:
http://www.defensordelpueblo.es/InicioI.htm
3)
BELGIUM:
http://www.federalombudsman.be/
4)
DENMARK:
http://www.ombudsmanden.dk/
5)
FINLAND:
(English)
http://www.eduskunta.fi/efakta/eoa/eoa.htm
http://www.vn.fi/okv/english/index.html
6) FRANCE:
http://www.mediateur-de-la-republique.fr/
7)
ITALY:
http://www.consiglio.regione.toscana.it/difensore/index.htm
8)
LUXEMBOURG:
http://www.consiglio.regione.toscana.it/difensore/index.htm
9)
HOLLAND:
http://www.ombudsman.nl/
10) IRELAND:
http://www.irlgov.ie/ombudsman/
11) ICELAND: (Country
is not member state of the EU but a wealthy country)
http://www.umbodsmaduralthingis.is/
12) NORWAY: (Country is not member state of the
EU since referendum for membership is still negative.)
http://www.sivilombudsmannen.no
13) PORTUGAL: (English)
http://www.provedor-jus.pt/ingles/
14) UNITED KINGDOM:
http://www.ombudsman.org.uk/
15) AUSTRIA:
http://www.volksanw.gv.at/
16)
GERMANY:
http://www.bundestag.de/gremien/a2/index.html
17)
SWEDEN: (English)
http://www.jo.se/default.asp?SetLanguage=en
http://www.riksdagen.se/folkvald/ledamotr/organ/ON_RO_en.htm
Conclusion
This
study is a leading overview and/or guiding exercise on
the role of the ombudsman with the factual analysis on
the EU findings, hence aiming at inspiring and emerging
more studies detailed on how to form the institutional
framework of the ombudsman in Turkish legislation and
pointing out how necessary for citizens of whether or
not a member country of EU. In this critical process,
I want the reader to know that you have the right to amend
the policies and the criteria when you are a member of
the EU and on the other hand, those are the universal
ones of the international institutions Turkey is already
in.
So,
Ombudsman is an institution Turkey needs to set up as
soon as possible in favor of her citizen, for the sake
of consumer rights, trust to State and lastly freedom
and democracy. I think, an experienced and eligible person
taking this post can easily be found whom most readers
may name it, refreshing their minds with one of the past
news attached to the study.
Attachment
Oriental ombudsman:
Advocate of public administration, but not of the people
- The institution of ombudsman, which
protects the rights of the individual against the administration
in a democratic state of law through public support,
is now on Turkey's agenda. Yet the names that are proposed
suggest the new appointment will be most beneficial
to former politicians.
A
new foreign word has entered the popular lexicon in Turkey:
"ombudsman." While the storm raging around this
popular word in recent days brought Minister of Justice
Hikmet Sami Turk to the brink of resignation, the Cabinet
was split between those in opposition to and those in
support of the initiative.
The
fiery debate in the Cabinet indicated that this word was
"foreign" not only to a large portion of the
public, but also to some Ministers. State Minister Mehmet
Kececiler and Minister of Education Metin Bostancioglu
stated that they were opposed to this institution, because,
"It would be superfluous when there is already a
judiciary," and noted that it would lead to "confusion
with regard to authority."
The
strength of the institution of ombudsman depends on public
support since it cannot implement legal sanctions in the
same way as the administrative arm of the judiciary. In
fact this provides the basis for a further criticism,
namely that the institution is unnecessary if its decisions
cannot be enforced.
To
return to our previous point, Minister of Justice Turk
used his leverage, and his words, "I regard this
proposal as a condition for my staying on at the Ministry
of Justice," created a powerful shockwave in the
Cabinet. Shortly after that a special commission, chaired
by Turk, was formed.
The
now customary practice of establishing a certain link
with Turkey's accession to the European Union as part
of the debate was not ignored. State Minister Sukru Sina
Gurel said, "An important step will be made in terms
of harmonization with EU criteria," thereby raising
the following three points: Whether current candidates
were acceptable in this respect, whether former President
Suleyman Demirel could or should become ombudsman and
whether the goal was in fact to find positions for former
politicians.
Reports
in the media have indicated that just as the main issues
were not being discussed, many vital matters continued
to remain unaddressed. Furthermore, an issue which is
of great public interest was debated in such a way that
the people have been left out of discussions and not provided
with sufficient information. And what does the word "ombudsman,"
which has created such a stir, really mean? As Professor
Bakir Caglar indicated, “this point may be key in
determining the future of the institution”. Academics
and experts, whom the authorities did not deem necessarily
to involve in the debate, have informed the Turkish Daily
News about some crucial points on which the public should
be enlightened.
(Inci Hekimoglu
reported on Turkish Daily News, daily newspaper, dated 20
September 2000)
References
(1)
European Parliament Decision 94/262/ECS/EC/Euratom of
9 March 1994 on the regulations and general conditions
governing the performance of the Ombudsman's duties in
OJ L 113/15 of 4.5.1994. This decision was adopted after
the Commission issued its opinion and the Council gave
its approval.
(2) In Official Journal, L 225/17 of 22.9.1996
(3) In OJ C 234/1 of 12 August 1996. Cfr also the European
Parliament reaction to the report, Doc PE 217.098
(4) SEC (97) 731 of 20 February 1997
(5) Code of conduct concerning public assess to Council
and Commission documents (93/730/EC) in OJ L 340/41 of
31.12.1993.
(*):
Source: [http://www.euro-ombudsman.eu.int/decision/en/010302.htm]
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